Requirement O1(2)(a)
This section deals with requirement O1(2)(a) of Schedule 1 to the Building Regulations 2010.
Requirement
O1 Overheating mitigation
(1) Reasonable provision must be made in respect of a dwelling, institution or any other building containing one or more rooms for residential purposes, other than a room in a hotel (“residences”) to:
(a) limit unwanted solar gains in summer;
(b) provide an adequate means to remove heat from the indoor environment.
(2) In meeting the obligations in paragraph (1):
(a) account must be taken of the safety of any occupant, and their reasonable enjoyment of the residence; and
(b) mechanical cooling may only be used where insufficient heat is capable of being removed from the indoor environment without it.
Intention
In the Secretary of State’s view, requirement O1(2)(a) is met in a new residential building if the building’s overheating mitigation strategy for use by occupants takes account of all of the following.
a. Noise at night – paragraphs 3.2 to 3.4.
b. Pollution – paragraph 3.5.
c. Security – paragraphs 3.6 and 3.7.
d. Protection from falling – paragraphs 3.8 to 3.10.
e. Protection from entrapment – paragraph 3.11.
Section 3: Ensuring the overheating mitigation strategy is usable
3.1 The standards in this section may mean that the standards of the simplified method cannot be met. For example, if external noise is an issue, it is unlikely that windows would be opened by an occupant and therefore the minimum free areas of the simplified method cannot be met. In such cases, dynamic thermal modelling should be used.
Noise
3.2 In locations where external noise may be an issue (for example, where the local planning authority considered external noise to be an issue at the planning stage), the overheating mitigation strategy should take account of the likelihood that windows will be closed during sleeping hours (11pm to 7am).
3.3 Windows are likely to be closed during sleeping hours if noise within bedrooms exceeds the following limits.
a. 40dB LAeq,T, averaged over 8 hours (between 11pm and 7am).
b. 55dB LAFmax, more than 10 times a night (between 11pm and 7am).
3.4 Where in-situ noise measurements are used as evidence that these limits are not exceeded, measurements should be taken in accordance with the Association of Noise Consultants’ Measurement of Sound Levels in Buildings with the overheating mitigation strategy in use.
NOTE: Guidance on reducing the passage of external noise into buildings can be found in the National Model Design Code: Part 2 – Guidance Notes (MHCLG, 2021) and the Association of Noise Consultants’ Acoustics, Ventilation and Overheating: Residential Design Guide (2020).
Pollution
3.5 Buildings located near to significant local pollution sources should be designed to minimise the intake of external air pollutants. Guidance is given in Section 2 of Approved Document F, Volume 1: Dwellings.
Security
3.6 When determining the free area available for ventilation during sleeping hours, only the proportion of openings that can be opened securely should be considered to provide useful ventilation. This particularly applies in the following locations, where openings may be vulnerable to intrusion by a casual or opportunistic burglar.
a. Ground floor bedrooms.
b. Easily accessible bedrooms.
3.7 Open windows or doors can be made secure by using any of the following.
a. Fixed or lockable louvred shutters.
b. Fixed or lockable window grilles or railings.
Protection from falling
3.8 Openings which are intended to be open for long periods to reduce overheating risk might pose a higher risk of falls from height. Only the proportion of openings which can be opened with a very low risk of occupants falling from height should be considered to form part of the overheating mitigation strategy.
3.9 Openings that can be opened wider than 100mm may form part of the overheating mitigation strategy where they meet all of the following conditions.
a. Window handles on windows that open outwards are not more than 650mm from the inside face of the wall when the window is at its maximum openable angle.
b. Guarding meets the minimum standards in Table 3.1.
c. Guarding does not allow children to easily climb it. For example, horizontal bars should generally be avoided.
NOTE: To ensure safe operation it may be necessary to reduce the size of the outward opening windows and provide more windows to meet the required free area.
Table 3.1 Guarding heights
3.10 Guarding for large openings could include, but is not limited to, either of the following.
a. Shutters with a child-proof lock.
b. Fixed guarding.
Protection from entrapment
3.11 Louvered shutters, window railings and ventilation grilles should not allow body parts to become trapped. They should comply with all of the following.
a. Not allow the passage of a 100mm diameter sphere.
b. Any hole which allows the passage of an 8mm diameter rod should also allow the passage of a 25mm diameter rod. Such holes should not taper in a way that allows finger entrapment.
c. Any looped cords must be fitted with child safety devices.
